9. The first tetrapods

This is the ninth article in a 10-part series showing how fossils tell a tale of recolonisation – the recovery of fauna and flora following the biggest mass extinction in history. Starting from the smallest of populations, animals had to adapt, and in the course of conquering new environments species multiplied. Nowhere is this more clearly seen than in the Devonian period when the first amphibians appeared. What we see is orchestrated colonisation, at the very moment when the land was ready to be colonised. Animal groups appeared suddenly, and some (e.g. lungfish, which still exist) acquired the ability to subsist for a time out of water. None became fully terrestrial. Several from the next period show evolution in reverse: their legs were reduced to vestigial stumps or completely lost. If some fish evolved into amphibians, they must have done so earlier than has been inferred from the fossils, for tracks made by four-legged animals predate the alleged transition.

Colonisation of the land and freshwater habitats in the mid PalaeozoicPlants were now beginning to stabilise land surfaces. Proliferating into estuaries, river plains and deltas, they generated habitats not only for a great range of invertebrates but also for freshwater fish and animals with amphibian tendencies. The amphibians were tetrapods, animals with four legs, and the first tetrapods were predators, attracted to the animals that had entered these habitats before them. Having held on to life in what were far from ideal circumstances, they appeared in places as far apart as Australia and North America, in close association with the plants, arthropods and fish that made up their natural world.

Only when there was sufficient shelter and humidity under the plant canopy and sufficient invertebrates to supply them with food is it likely that vertebrates would have begun to explore the terrestrial environment.

Jennifer A. Clack, Gaining Ground, p 96 (2002).

Environments were diversifying, and animals were diversifying in tandem, availing themselves of the new opportunities: being fruitful and multiplying. The amphibious legged animals swam rather than walked, invading these brackish to freshwater coasts because their prey was invading them. Far from being pioneers, they were following where fish had gone before.

Not all fish have jaws, but those that do can be classified into two groups, those with a cartilage skeleton (such as sharks) and those with a bony skeleton, which ossifies from cartilage during development. Bony fish in turn group into those with ray fins and those with lobe fins. At these levels of classification, the origins of fish are obscure; they were diversifying and multiplying too fast for the fossil record to keep up with them, making the bounds of evolution impossible to define.

Diversity of major fish groups over time – click on image for larger viewThe Devonian was when suddenly a huge variety of fish appeared – at least 70 families. The dominant group was the lobe-fins, from which certain tetrapods apparently evolved. Lobe-fins still exist in the form of coelacanths and lungfish, but they are no longer dominant. ‘The age of fishes’ soon came to an end, as massive perturbations at the end of the period tore into the oceanic world, rendering 75% of fish families extinct.


With their belief in a single tree of life, palaeontologists for most of the 20th century sought to trace the ancestry of tetrapods back to lungfish. The combination of gills and lungs seemed an obvious intermediate stage. However, the natural world is not a simple place. Air breathing has arisen independently several times in the course of fish evolution, and the view that lungfish went on to become committed land-dwellers has been dropped. They are now characterised as ‘living fossils’ – animals that have changed little over tens, even hundreds, of millions of years.

Today there are just three genera of lungfish, one occurring in parts of Africa, one in South America, one in Australia. They live in a variety of habitats, such as lakes, rivers and wetlands, and their breathing apparatus varies accordingly. In addition to gills for breathing under water they have highly modified swim bladders (lungs) with which to absorb oxygen gulped from the air. The most proficient air-breathers are the African lungfish. They have overcome the hazards of drought conditions not by evolving legs and abandoning water altogether – or permanently returning to the water – but by developing a cardio-pulmonary system that minimises loss of oxygen and by instinctively burying themselves in the mud. There, sometimes for months, they lie cocooned in a state of suspended animation, a behaviour which fossilised burrows from the early Carboniferous show to be very ancient. Australian lungfish, by contrast, live in areas that are wet all the time. They obtain most of their oxygen from the water.

The Devonian lungfish DipterusThe transformation of swim-bladders into lungs, concomitant changes in heart design and blood circulation and the ability to slow down metabolic rate to a trickle are no less remarkable innovations than the transformation of fins into legs. And they occurred remarkably quickly. Since the earliest lungfish were completely marine and date to the beginning of the Devonian, their specialised lungs must have arisen during the Devonian itself, not long after their first appearance. As soon as lungfish were numerous enough to impact the record, their forms were already highly distinctive. They reached their peak of diversity in the mid to late Devonian. By the Permian the number of genera had declined by over 70%, after which they ceased to innovate.

Stasis since then shows that fish on the interface between sea and land are not in transition from one to the other. Despite its hazards, the intermediate zone was what they were ultimately designed for, after their marine beginnings. Their genetic make-up also evokes ‘design’. Despite representing an evolutionary dead-end, lungfish have the second largest genomes in the animal world, with one species, the African lungfish Protopterus aethiopicus, weighing in at a staggering 130 billion DNA base pairs. The largest genomes of all are those of some amoebas! Human beings have around 3 billion.

Polypterus – another living fossil

Polypterus is a genus that has true lungs. Probably the best known species is the Nile bichir. Polypterids breathe through a nostril, or spiracle, on top of their head, and – unlike lungfish – can use their pectoral fins to move about on land, in ungainly fashion. Unfortunately for the idea that tetrapods evolved from lobe-fins, polypterids are ray-finned fish, not lobe-fins. Moreover, they sit near the base of the ray-fin family-tree and as such date back to at least the Devonian. They are examples of fish with lungs and some walking ability that failed to evolve into tetrapods, despite the presumed hundreds of millions of years between then and now.

Panderichthys – the nearest thing (before Tiktaalik) to a missing link
Amongst the other lobe-fins, the most eligible potential ancestor of tetrapods used to be Panderichthys. Over 1 metre long, the fish had eyes near the top of its skull, and a straight tail fin (like some lungfish and the tetrapod Acanthostega). It also, like the tetrapods, had a spiracle, which may have enabled it to inhale water while lying on the seabed and so avoid gulping in grit through the mouth; sharks, rays and – as we have seen – polypterids have similarly positioned nostrils.
Panderichthys (J Clack 2002)

Panderichthys differed from other lobe-fins in having just two pairs of fins: one pair at the front (the pectoral fins) and another at the back (the pelvic fins). The next closest candidate, Eusthenopteron, also had just two pairs. This arrangement, resulting from the loss of the dorsal and anal fins, is analogous to that of tetrapod limbs, and the loss appears to have been abrupt – i.e. the genetic module for them was switched off by genetic regulation.

The early tetrapods were mostly ‘rear-wheel drive’ animals with larger hind limbs than fore limbs; the fins of their presumed ancestors tended to be larger in the front than the rear. In the case of Panderichthys this difference is pronounced. Evidence recently analysed has shown that the pelvic fin is ‘more primitive’ (evolutionarily earlier) than the front fin and the pelvic girdle ‘even less tetrapod-like’ than that of Eusthenopteron (Boisvert 2005). Unlike either Eusthenopteron or the early tetrapods, Panderichthys also lacked an iliac process.

No structure has ever been found intermediate between fins and feet. In technical language Boisvert enumerates the ‘radical changes’ that have not been documented:

The pelvic girdle became a weight-bearing structure by evolution of an ischium, a full mesio-ventral contact between the two sides of the girdle, an ilium, and a contact between the vertebral column and the girdle through a sacral rib. Fore and hind-limbs shifted laterally by reorientation of the glenoid and the acetabulum. The pectoral girdle became detached from the skull by loss of the extrascapulars, posttemporal and supracleithrum, and became adapted for limb support and muscle insertion by enlargement of the scapulo-coracoid. Lepidotrichia [rays around the fins] were lost and digits were gained. The proportions of the limb elements changed … . The postaxial processes of the ulnare and the fibula were lost, and the radius and ulna, as well as the tibia and fibula were realigned to be parallel rather than diverging. In the course of this transition, there was a shift in locomotory dominance from the forelimb to the hindlimb, which was first demonstrated by Acanthostega and Ichthyostega.

All this had to have happened in 5 million years or less (after Panderichthys and before a fragmentary fossil called Elginerpeton). A big gap in morphology is exacerbated by a small gap in time.

Partly for this reason, Tiktaalik roseae, a fish whose discovery was announced to the world in April 2006, has supplanted Panderichthys in the story of how vertebrates crawled out of the water. In the paper describing the new fossil it could now be admitted that Panderichthys possessed ‘relatively few’ tetrapod-like features. Tiktaalik’s evolutionary significance is discussed elsewhere. We need not go there, because as a result of footprint evidence predating the fossil it too has had to be sidelined.

Acanthostega and Ichthyostega – the first well-preserved tetrapods

No fewer than ten tetrapod genera are known from the Late Devonian. They are diverse from their first appearance. Some were mainly aquatic in lifestyle, others, as demonstrated by trackways in southwest Ireland, more amphibian. The best preserved are Acanthostega and Ichthyostega, from Greenland, Apart from similarities attributed to their ultimate common ancestry, the two species ‘have almost nothing in common’ (Clack, p 121) and therefore, although contemporary, cannot be closely related to each other.

Ichthyostega and Acanthostega (Ahlberg et al 2005) - click on image for larger view Ichthyostega, comprising a unique mixture of features, with massive shoulders and seven hind digits, had an amphibian life style. Acanthostega, its late Devonian contemporary, was wholly aquatic, its limbs functioning as paddles.

Acanthostega (which means ‘spine armour’, referring to certain features of its skull) was entirely aquatic. A great number of fossils were found in the fill of an ephemeral channel cutting through a floodplain; the nature of the water body from which they originated is unknown. They were all juveniles, apparently arrested in development, with bones only partially ossified. The gill skeleton was fish-like and closely resembled that of the Australian lungfish. The limb joints were not weight-bearing, and the digits – eight of them, not five as had long been expected – were linked by webbing. The hind limbs functioned as paddles, pushing towards the rear. All in all, the animal was a mosaic of primitive and derived features, prompting some authorities to suggest that its lineage represented a reversion back to the water from a more terrestrial ancestry!

Ichthyostega, stocky and heavily built, was ‘a very strange animal, and parts of it are like no other known tetrapod or fish’ (Clack, p 115). Among its many unique features were a narrow braincase, massive shoulders, and broad, overlapping ribs. The ribcage may have had some role in breathing, and in storing air during long periods under water.

Unusually for a tetrapod, the hindlimbs were diminutive compared with the forelimbs. The hindlimbs were paddle-like, as with Acanthostega, and ended in seven digits, two more than the world had been told about before 1990 and one less than Acanthostega had. Its shoulder and hip joint mobility were restricted, and its pelvis could not have been lifted free of the ground (Pierce et al. 2012). If it moved on land at all, Ichthyostega moved like a seal, arching its back, advancing both forelimbs, and finally bringing up the rest of its body. This would have been quite unlike the sinuous, side-to-side motion of fishes swimming in water. Its forelimb musculature enabled it to raise its head above water. Other aspects of its anatomy – its fish-like tail, paddle-like hindlimbs, deeply grooved gill bars, highly specialised ear for hearing underwater, and lateral line system (a network of nerves which detected changes in water pressure) – point to a predominantly aquatic existence. Its sharp teeth suggest a diet of fish and invertebrates.

Owing to its specialisations Ichthyostega is considered to be a side-branch of the tetrapod family tree rather than a direct ancestor; it was a short-lived evolutionary ‘experiment’, a ‘dead-end’. The tetrapods that led to reptiles must therefore have predated Ichthyostega and remain to be discovered. Panderichthys and Acanthostega are also thought to represent side-branches. There are no fossils that have a truly transitional status.

Designed for life in the shallows

The story of tetrapod evolution has changed radically in recent years. The possession of lobe fins, it turns out, had nothing to do with being adapted for life in the shallows. Some lobe-finned fish lived in deep water, as do coelacanths today. Some modern ray-finned fish, such as frogfish, have fleshy lobe-like fins, which they use for walking along the sea bottom. The diversity of Ichthyostegamodern fishes and ancient tetrapods seems purposely to subvert any attempt to construct a story where limbs and digits are acquired in the course of ‘conquering the land’. Gone is the picture of fish crawling on their fleshy fins out of ponds that had dried out under the tropical sun, in search of deeper ponds, and discovering that they could survive without them. (In reality, fish stranded in desiccated pools would simply die.) Limbs and digits were acquired while the animals concerned were still adapted for life in the water. Acanthostega, to judge from its anatomy, had no thoughts of venturing onto the land. If Ichthyostega did, it moved like a seal, not a reptile.

The characteristics which the Devonian tetrapods had in common with certain lobe-finned fish, such as flattened skulls and dorsally placed eyes, were those concordant with a similar kind of life. The tetrapods were predators lurking in the shallows, wetlands fringed here and there with vegetation. While Ichthyostega resembled a seal in some respects, others had limbs arranged more like a crocodile’s or newt’s, with the shoulders facing sideways and arms projecting out at right angles. Just as crocodiles or newts are not in evolutionary transition, so there is no reason why the Devonian tetrapods should have been.

No reason (ideological commitment aside) except one: the tetrapods appeared at the right time. They were preceded by lobe-finned fish and followed by four-footed, fully terrestrial reptiles. While the time gap between the most tetrapod-like fish and the first actual tetrapod was uncomfortably small, at least there was a gap.

Palaeontologists do not study body fossils in isolation; they study them in relation to their ecology. And it is a remarkable fact that, almost as soon as new environments presented themselves, there were almost always animals to exploit them, apparently turning up out of nowhere. Because of the overall order of appearance – a recolonisation sequence which in some respects mimics the expected evolutionary sequence – Darwinians interpret the phenomenon as animals becoming adapted to these environments by natural selection, as if the existence of a new habitat of itself produced the variations on which selection could act. Life apparently originated from the sea, and since evolution by natural selection is the ‘only game in town’, that must have been the mechanism. The morphological gaps are interpreted as accidents of an incomplete record.

But even the argument that the fossils appear in the right order is no longer available. In 1995 Iwan Stössel reported several trackways made by tetrapods in the Valentia Slate Formation of southwest Ireland, and these, it was subsequently established, were of the same age as Panderichthys. When several years later Jennifer Clack discussed them, she was unaware of the dating work and supposed they were significantly younger. Convinced that the body fossil evidence showed that tetrapods came into being midway through the Frasnian, she ventured the opinion that ‘tracks made by a terrestrial tetrapod are unlikely to be found before the late Frasnian’.

Devonian tetrapod tracks in the Valentia Slate, southwest Ireland. The depression down the centre was produced as the belly dragged along the sediment (photo: Ivan Stoessel).That the tracks were those of a tetrapod was evident from the difference in size between the front and the hind foot, and from the way the angle of stride varied as the animal moved. Two of the trackways included sinuous drag marks left by its belly. Whether it could walk clear of the ground without the support of water is unknown, since, like crocodiles, which sometimes crawl on their bellies, it may have been capable of more than one type of gait. The environment was not one choked with vegetation, but an apparently barren floodplain.

The interpretation that Panderichthys, Tiktaalik and Acanthostega comprised an evolutionary tree has proved false: tetrapods were in existence before their theoretical ancestors.

Once one has stripped away the Darwinian language, the story actually told is that of a world going through stages of ecological recovery. From a distance, recolonisation can appear like evolution, because the organisms concerned appear progressively, not all at once, and in the process they diversify into new species. Exploiting the waters of the coastal margins, the Devonian tetrapods were an ecological as much as an evolutionary step up – rare in the fossil record because they were rare, at this early stage, in fact.

Forward and backward

LepospondylsAlmost immediately after the appearance of the first aquatic tetrapods, a host of other highly evolved tetrapods moved in to make the evolutionary picture even more challenging. One example is the lepospondyls (click on diagram), quite small animals that are ‘highly derived when they first appear in the fossil record, with no plausible intermediates between them and any other groups’ (Carroll 2001). Although they share some features, they are also a disparate group in relation to each other. Perhaps most anomalous are the snake-like aïstopods, which appeared in the early Carboniferous and had neither limbs nor limb girdles. On the evidence of the skull, vertebrae and ribs, they are classified as tetrapods, so they are presumed to have completely lost their limbs after only just acquiring them. Even supposing that this did happen, it is difficult to see how it could have happened in the interval between the evolution of the first lepospondyl, some time after the first tetrapods, and the first aïstopod in the Visean. The aïstopods may have been aquatic. The early-Carboniferous tetrapod Crassigyrinus certainly was, and is believed to have somehow retraced the evolutionary journey of its terrestrial ancestors back to the sea. Bizarre indeed!

As Smithson et al (2012) observe, recent discoveries ‘suggest that many tetrapod lineages have their origins much earlier than previously appreciated’.


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More on the fish-tetrapod transition: From fish to amphibian